REGULATORY COMPLIANCE ADVISORY SYSTEM

CRITICAL LEGAL NOTICE: This system is an advisory tool only. It does NOT provide legal advice, compliance determinations, or risk assessments. All extractions and outputs require mandatory attorney review and approval. This tool assists regulatory attorneys but does not replace professional judgment or regulatory expertise. Human accountability and attorney-client privilege are maintained at all times.

Create Regulatory Matter

Configure new regulatory compliance matter with practice sub-mode selection

Back to Matters

1 Select Regulatory Practice Sub-Mode

Choose the specific regulatory area. UI will adapt to show relevant document types and extraction fields.

Banking & Financial Services

Federal Reserve, OCC, FDIC, CFPB matters

Securities & Capital Markets

SEC, FINRA, state securities regulators

Healthcare & Life Sciences

HHS, FDA, CMS, state health departments

Environmental & Energy

EPA, state environmental agencies, FERC

Employment & Labor

DOL, EEOC, NLRB, state labor agencies

Telecommunications & Technology

FCC, FTC (tech), state PUCs

General Regulatory Compliance

Multi-agency, cross-functional compliance

2 Matter Information

Matter Name *

Matter Number (Optional)

Regulatory Authority *

Docket/Matter ID (Optional)

3 Security & Confidentiality Controls

Confidentiality Level *

Enable Ethical Wall

Restrict access to designated attorneys only. Prevents conflicts of interest and maintains Chinese walls between practice groups.

Matter-Specific Access Control

Cancel